2018/19 Draft Levy Determination 


On 27 September 2017 we published a combined Policy Statement on the Third Triennium Consultation and Consultation Document for Levy Year 2018/19.

2018-19 Policy Statement and Consultation Document
2018-19 Third Triennium Policy Statement Appendices


Draft Levy Rules and Guidance

Determination for Consultation

ABC Appendix
Contingent Asset Appendix
DRC Appendix
Insolvency Risk Appendix
Investment Risk Appendix
MFR Conversion Appendix
SWOSS Appendix
Transfers Appendix
Transformation Appendix

Guidance on ABCs
Guidance on Block Transfers
Guidance on Contingent Assets
Guidance on DRC
Guidance on Insolvency Risk
Guidance on Investment Risk (Bespoke Stress Calculation)

ABC Draft Certificate

S&P Global Market Intelligence Credit Model Financial Institutions White Paper



Contingent Assets Consultation October 2017

Contingent Assets Consultation Document

Draft Type A - full mark up against existing PPF form
Draft Type B(i) - full mark up against existing PPF form
Draft Type B(ii)(E&W) - full mark up against existing PPF form
Draft Type B(ii) NI - full mark up against existing PPF form
Draft Type B(ii) S - full mark-up against existing PPF form
Type B(iii) - full mark up against existing PPF form
Type C(i) - full mark up against existing PPF form
Type C(ii) - full mark up against existing PPF form

The draft standard forms will be available here for reference for a further period after the closure of the consultation


Links to the current contingent assets standard form agreement are below.

Form of Type A contingent asset - group company guarantee
Form of Type B(i) contingent asset - security over cash
Form of Type B(ii)EW contingent asset - security over real estate (England and Wales)
Form of Type B(ii)S contingent asset - security over real estate (Scotland)
Form of Type B(ii)NI contingent asset - security over real estate (Northern Ireland)
Form of Type B(iii) contingent asset - security over securities
Form of Type C(i) contingent asset - letter of credit/bank guarantee (evergreen)
Form of Type C(ii) contingent asset - letter of credit/bank guarantee (reducing balance)